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Firms / Michigan

SPC

Ann Arbor, MI. Legal name: Sigma Planning Corporation

475 advisors$6.1 billion managed336 offices

About the firm

A registered investment advisory firm based in Ann Arbor, Michigan, with about 336 offices. It manages about $6.1 billion for roughly 30,595 individual clients. Services include financial planning, investment management for individuals and small businesses, investment management for businesses and institutions.

How they work

How they’re paid ?A percentage of the assets they manage; Hourly fees; Flat or fixed fees; Other fees
Typical client size ?$192,080
Assets under management ?$6.1 billion
Individual clients30,595
Median years of experience25
FoundedNot stated

Services

Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services

Advisors at SPC

475Advisors
25Median years of experience
38States with offices
336Offices
475 advisors · SPC
SPC
46yrs
Mark William Thompson
Financial advisor
5299 DTC Blvd Suite 530
Greenwood Village, CO 80111
Top 1% by experience in Greenwood Village
Fiduciary
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SPC
46yrs
Alan T W Bau
Financial advisor
Colorado Springs, CO
Top 1% by experience in Colorado
PlanningInvesting
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SPC
45yrs
Robert Ian Wayne
Financial advisor
900 North Shore Drive Suite 239
Lake Bluff, IL 60044
Top 1% by experience nationwide
Fiduciary
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SPC
45yrs
Pamela Jean Sarney
Financial advisor
36542 Green Street
New Baltimore, MI 48047
Top advisor by experience in New Baltimore
CFP®
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SPC
43yrs
Paul Hong Moy
Financial advisor
300 Parkland Plaza
Ann Arbor, MI 48103
Top 2% by experience in Ann Arbor
CFP®
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SPC
42yrs
Mitchell Jay Adler
Financial advisor
4 Terry Drive Suite #16
Newtown, PA 18940
Top 2% by experience nationwide
PlanningInvesting
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Also known as

Parkland Securities, LLC · Sigma Planning Corporation · Sigma Planning Corp

About SPC

How do I contact SPC?

Call the main office at 734-663-1611. The main office is at 300 Parkland Plaza, Ann Arbor, MI 48103.

How is SPC paid?

The firm reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, other fees. Ask for your total yearly cost in dollars.

What services does SPC offer?

Financial planning, Investment management for individuals and small businesses, Investment management for businesses and institutions, Retirement plan consulting, Choosing other investment managers, Educational seminars and workshops, Other services.

How many advisors work at SPC?

We list 475 advisors currently registered with the firm.

Official record as of October 2, 2026.

This profile is for information only and is not financial advice or a recommendation.