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Firms / New York

RBC Capital Markets, LLC

New York, NY

3,840 advisors$310 billion managed382 officesFee-only

About the firm

A registered investment advisory firm based in New York, New York, with about 382 offices. It manages about $310 billion for roughly 275,938 individual clients. Services include financial planning, investment management for individuals and small businesses, managing private funds.

How they work

How they’re paid ?A percentage of the assets they manage; Flat or fixed fees
Typical client size ?$1.02 million
Assets under management ?$310 billion
Individual clients275,938
Median years of experience22
Founded11/0

Services

Financial planningInvestment management for individuals and small businessesManaging private fundsInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services

Advisors at RBC Capital Markets

3,840Advisors
22Median years of experience
47States with offices
382Offices
Near me
RBC Capital Markets
42yrs
Joseph Anthony Abbate
Financial advisor
500 Exchange Street Suite 1102
Providence, RI 02903
Top 3% for experience in Rhode Island
Fee-only firm
Call Directions
RBC Capital Markets
34yrs
Helen L Abe
Financial advisor
300b Drakes Landing Road STE 155
Greenbrae, CA 94904
Top 8% for experience in California
FiduciaryFee-only firm
Call Directions
RBC Capital Markets
21yrs
Scott Learned Abell
Financial advisor
8010 Towers Crescent Drive 4th Floor
Vienna, VA 22182
More experience than 64% of advisors in Vienna
FiduciaryFee-only firm
Call Directions
RBC Capital Markets
2yrs
Samir Abhyankar
Financial advisor
8010 Towers Crescent Drive 4th Floor
Vienna, VA 22182
2 years in the industry
FiduciaryFee-only firm
Call Directions
RBC Capital Markets
1yr
Tabatha Abraham
Financial advisor
345 California Street
San Francisco, CA 94104
1 years in the industry
FiduciaryFee-only firm
Call Directions
RBC Capital Markets
31yrs
William Newman Abraham
Financial advisor
6815 Poplar Avenue Suite 210
Germantown, TN 38138
Top 15% for experience in Tennessee
CFP®FiduciaryFee-only firm
Call Directions
RBC Capital Markets
34yrs
Steven Eric Abrahamson
Financial advisor
756 Jefferson St.
Sturgeon Bay, WI 54235
Top 10% for experience in Wisconsin
FiduciaryFee-only firm
Call Directions
RBC Capital Markets
26yrs
Jonas Jeffrey Abulencia
Financial advisor
345 California Street
San Francisco, CA 94104
Top 23% for experience in San Francisco
FiduciaryFee-only firm
Call Directions
RBC Capital Markets
11yrs
Carmilita Aching
Financial advisor
1211 Avenue of the Americas Suite 3300
New York, NY 10036
11 years in the industry
FiduciaryFee-only firm
Call Directions
RBC Capital Markets
30yrs
John Fitzgerald Acosta
Financial advisor
200 Park Avenue 2nd Floor
Florham Park, NJ 07932
Top 16% for experience nationwide
FiduciaryFee-only firm
Call Directions
RBC Capital Markets
14yrs
Brian Joseph Adams
Financial advisor
8800 Firethorn Lane Suite 200
Lincoln, NE 68520
14 years in the industry
FiduciaryFee-only firm
Call Directions
RBC Capital Markets
28yrs
Brian JOHN Addington
Financial advisor
345 California Street
San Francisco, CA 94104
Top 18% for experience in San Francisco
FiduciaryFee-only firm
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RBC Capital Markets
19yrs
Ann Marie Ade
Financial advisor
130 N. 18th Street One Logan Square, 17th Floor
Philadelphia, PA 19103
More experience than 67% of advisors in Philadelphia
Fee-only firmPlanningInvesting
Call Directions
RBC Capital Markets
New
Benjamin Adey
Financial advisor
130 N. 18th Street One Logan Square, 17th Floor
Philadelphia, PA 19103
New to the profession
FiduciaryFee-only firm
Call Directions
RBC Capital Markets
4yrs
Allyson Michelle Adkins
Financial advisor
30 Goldsborough Street Suite 200
Easton, MD 21601
4 years in the industry
FiduciaryFee-only firm
Call Directions
RBC Capital Markets
6yrs
Alizeh Afzal
Financial advisor
2100 Pennsylvania Avenue NW Suite 810n
Washington, DC 20037
6 years in the industry
FiduciaryFee-only firm
Call Directions
RBC Capital Markets
30yrs
Nona Agbo
Financial advisor
9465 Wilshire Boulevard Suite 700
Beverly Hills, CA 90212
Top 16% for experience nationwide
FiduciaryFee-only firm
Call Directions
RBC Capital Markets
2yrs
Colin James Ahern
Financial advisor
250 Nicollet Mall Suite 1700, 16th Floor
Minneapolis, MN 55401
2 years in the industry
FiduciaryFee-only firm
Call Directions
RBC Capital Markets
4yrs
Kathryn Marie Akemann
Financial advisor
200 Park Avenue 2nd Floor
Florham Park, NJ 07932
4 years in the industry
FiduciaryFee-only firm
Call Directions

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Also known as

Dain Rauscher Inc. · Regional Operations Group, Inc. · RBC Wealth Management · RBC Dain Rauscher Inc. · RBC Dain Rauscher · RBC Correspondent Services · RBC Clearing and Custody · RBC Capital Markets Corporation · RBC Advisor Services · Interra Clearing Services, Inc. · Dain Rauscher Incorporated

About RBC Capital Markets

How do I contact RBC Capital Markets?

Call the main office at 212-858-7000. The main office is at 200 Vesey St., New York, NY 10281.

How is RBC Capital Markets paid?

The firm reports being paid by a percentage of the assets they manage, flat or fixed fees. Ask for your total yearly cost in dollars.

What services does RBC Capital Markets offer?

Financial planning, Investment management for individuals and small businesses, Managing private funds, Investment management for businesses and institutions, Retirement plan consulting, Choosing other investment managers, Educational seminars and workshops, Other services.

How many advisors work at RBC Capital Markets?

We list 3,840 advisors currently registered with the firm.

Official record as of October 2, 2026.

This profile is for information only and is not financial advice or a recommendation.