Leigh Baldwin & CO.
36yrs
Top 8% by experience nationwide
47yrs
Peter Smith has worked in the financial industry for 47 years and is a fiduciary financial advisor based in Norwich, New York. Peter has been with Ameriprise Financial Services since 2018; before that, Peter spent eight years at Wells Fargo Advisors. Ameriprise Financial Services offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets, hourly fees, and flat fees.
One of 10 advisors with offices in Norwich, and one of 8 fiduciaries.
At a glance
Experience47 years (since 1979)
How that compares ?Top advisor by experience in Norwich
Office43 S Broad St, Norwich, NY 13815
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$471,167
Advisors at the firm12,970
States licensed ?2 states
Services through Ameriprise Financial Services
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersNewsletters and publicationsEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2018 – nowAmeriprise Financial Services, LLCCurrent firm
- 2010 – 2018Wells Fargo Clearing Services, LLCPreviously
Contact Peter
(612) 671-3131Firm headquarters in Minneapolis, MN. Ask for Peter. 43 S Broad StNorwich, NY 13815Office · Get directions LinkedIn pageAmeriprise Financial Services
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Questions to ask Peter
Tailored to Peter’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Peter
How do I contact Peter?
Call Ameriprise Financial Services at (612) 671-3131 and ask for Peter Smith. Peter works from the Norwich, NY office.
How long has Peter been a financial advisor?
Peter has been in the industry since 1979, about 47 years. Top advisor by experience in Norwich.
What licenses does Peter hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Peter a fiduciary?
Peter is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Peter paid?
Ameriprise Financial Services reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Peter for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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