LPL Financial
34yrs
Top 8% by experience in Missouri
36yrs
John Brooks is a fiduciary financial advisor in Saint Albans, Missouri, with 36 years in the industry. After ten years at National Planning and four years at American General Securities, John joined LPL Financial in 2017, a firm offering financial planning, investment management, and educational workshops. LPL Financial reports being paid through a percentage of assets, hourly fees, and flat fees.
One of 13 advisors with offices in Saint Albans, and one of 13 fiduciaries.
At a glance
Experience36 years (since 1991)
How that compares ?Top advisor by experience in Saint Albans
Office3451 St Albans Road Suite C, Saint Albans, MO 63073
FirmLPL Financial
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$399,489
Advisors at the firm23,459
States licensed ?2 states
Services through LPL Financial
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2017 – nowLPL Financial LLCCurrent firm
- 2007 – 2017National Planning CorporationPreviously
- 2003 – 2007American General Securities IncorporatedPreviously
Contact John
(704) 733-3300Firm headquarters in Fort Mill, SC. Ask for John. 3451 St Albans Road Suite CSaint Albans, MO 63073Office · Get directions Facebook pageLPL Financial
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Questions to ask John
Tailored to John’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About John
How do I contact John?
Call LPL Financial at (704) 733-3300 and ask for John Brooks. John works from the Saint Albans, MO office.
How long has John been a financial advisor?
John has been in the industry since 1991, about 36 years. Top advisor by experience in Saint Albans.
What licenses does John hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is John a fiduciary?
John is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is John paid?
LPL Financial reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask John for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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