J.P. Morgan Securities
47yrs
Top 1% by experience in Los Angeles
35yrs
Stuart Rosenberg
Full name on record: Stuart Nathan Rosenberg
Financial advisor at Citigroup Global Markets
Stuart Rosenberg has worked in the financial industry for 35 years and is a fiduciary financial advisor based in Los Angeles, California. Stuart has been with Citigroup Global Markets since 2007; before that, Stuart spent three years at Citicorp Investment Services and two years at Engemann Asset Management. Citigroup Global Markets offers financial planning, investment management, and private fund management and is paid through a percentage of assets and flat fees.
One of 3122 advisors with offices in Los Angeles, and one of 2892 fiduciaries.
At a glance
Experience35 years (since 1991)
How that compares ?Top 2% by experience at Citigroup Global Markets
OfficeCWM Retail, Sales 10680 West Pico Blvd., Los Angeles, CA 90064
How the firm is paid ?Percent of assets, Flat fee
Typical client at the firm ?$714,318
Advisors at the firm2,402
States licensed ?2 states
Services through Citigroup Global Markets
Financial planningInvestment management for individuals and small businessesManaging private fundsInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersNewsletters and publicationsSecurity ratings or pricingOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2007 – nowCitigroup Global Markets Inc.Current firm
- 2004 – 2007Citicorp Investment ServicesPreviously
- Jun 2002 – Mar 2004Engemann Asset ManagementPreviously
Contact Stuart
(212) 816-6000Firm headquarters in New York, NY. Ask for Stuart. CWM Retail, Sales 10680 West Pico Blvd.Los Angeles, CA 90064Office · Get directions YouTube channelCitigroup Global Markets
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Questions to ask Stuart
Tailored to Stuart’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Stuart
How do I contact Stuart?
Call Citigroup Global Markets at (212) 816-6000 and ask for Stuart Rosenberg. Stuart works from the Los Angeles, CA office.
How long has Stuart been a financial advisor?
Stuart has been in the industry since 1991, about 35 years. Top 2% by experience at Citigroup Global Markets.
What licenses does Stuart hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Stuart a fiduciary?
Stuart is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Stuart paid?
Citigroup Global Markets reports being paid by a percentage of the assets they manage, flat or fixed fees. Ask Stuart for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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