D.A. Davidson & Co.
47yrs
Top 1% by experience in Seattle
44yrs
Mark Matthews has worked in the financial industry for 44 years and is a fiduciary financial advisor based in Seattle, Washington. Mark has been with UBS Financial Services since 1995. UBS Financial Services offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets, hourly fees, and flat fees.
One of 1981 advisors with offices in Seattle, and one of 1838 fiduciaries.
At a glance
Experience44 years (since 1982)
How that compares ?Top 1% by experience in Seattle
Office925 Fourth Avenue 31st & 32nd Floor, Seattle, WA 98104
How the firm is paid ?Percent of assets, Hourly, Flat fee, Commissions, Other
Typical client at the firm ?$693,691
Advisors at the firm9,367
States licensed ?2 states
Services through UBS Financial Services
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersNewsletters and publicationsSecurity ratings or pricingEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 1995 – nowUBS Financial Services Inc.Current firm
Contact Mark
(201) 352-3000Firm headquarters in Weehawken, NJ. Ask for Mark. 925 Fourth Avenue 31st & 32nd FloorSeattle, WA 98104Office · Get directions LinkedIn pageUBS Financial Services
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Questions to ask Mark
Tailored to Mark’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Mark
How do I contact Mark?
Call UBS Financial Services at (201) 352-3000 and ask for Mark Matthews. Mark works from the Seattle, WA office.
How long has Mark been a financial advisor?
Mark has been in the industry since 1982, about 44 years. Top 1% by experience in Seattle.
What licenses does Mark hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Mark a fiduciary?
Mark is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Mark paid?
UBS Financial Services reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, commissions on some products, other fees. Ask Mark for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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