Wells Fargo Advisors
46yrs
Top advisor by experience in Coral Gables
33yrs
Stephen Sullivan
Full name on record: Stephen Mark Sullivan
Financial advisor at Raymond James & Associates
Stephen Sullivan has worked in the financial industry for 33 years and is a fiduciary financial advisor based in Coral Gables, Florida. Stephen has been with Raymond James & Associates since 2020; before that, Stephen spent ten years at UBS Financial Services and eight years at UBS International. Raymond James & Associates offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets, hourly fees, and flat fees.
One of 980 advisors with offices in Coral Gables, and one of 926 fiduciaries.
At a glance
Experience33 years (since 1993)
How that compares ?Top 7% by experience in Coral Gables
Office2333 Ponce DE Leon Blvd. Suite 500, Coral Gables, FL 33134
How the firm is paid ?Percent of assets, Hourly, Flat fee, Commissions
Typical client at the firm ?$788,879
Advisors at the firm5,796
States licensed ?1 state
Services through Raymond James & Associates
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2020 – nowRaymond James & Associates, Inc.Current firm
- 2010 – 2020UBS Financial Services Inc.Previously
- 2002 – 2010UBS International Inc.Previously
- 1997 – 2002UBS Financial Services Inc.Previously
Contact Stephen
(727) 567-1000Firm headquarters in St. Petersburg, FL. Ask for Stephen. 2333 Ponce DE Leon Blvd. Suite 500Coral Gables, FL 33134Office · Get directions Firm websiteHTTPS://WWW.ALEXBROWN.COM
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Questions to ask Stephen
Tailored to Stephen’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Stephen
How do I contact Stephen?
Call Raymond James & Associates at (727) 567-1000 and ask for Stephen Sullivan. Stephen works from the Coral Gables, FL office.
How long has Stephen been a financial advisor?
Stephen has been in the industry since 1993, about 33 years. Top 7% by experience in Coral Gables.
What licenses does Stephen hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Stephen a fiduciary?
Stephen is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Stephen paid?
Raymond James & Associates reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, commissions on some products. Ask Stephen for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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