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Advisors / New Jersey / Spring Lake
42yrs

Thomas Ley

Financial advisor at Wells Fargo Advisors

Thomas Ley has worked in the financial industry for 42 years and is a fiduciary financial advisor based in Spring Lake, New Jersey. Thomas has been with Wells Fargo Advisors since 2024; before that, Thomas spent three years at Morgan Stanley and four years at Citigroup Global Markets. Wells Fargo Advisors offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets, flat fees, and commissions.

One of 16 advisors with offices in Spring Lake, and one of 15 fiduciaries.

Spring Lake, NJTop 2% by experience nationwideFiduciary advisor

At a glance

Experience42 years (since 1984)
How that compares ?Top 2% by experience nationwide
OfficeSpring Lake, NJ
How the firm is paid ?Percent of assets, Flat fee, Commissions
Typical client at the firm ?$514,335
Advisors at the firm4,146
States licensed ?1 state

Services through Wells Fargo Advisors

Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersOther services

Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.

Licenses

Exams passed, from the official record. Tap a license to see what it allows.

Series 63Uniform Securities Agent State Law Examination
Series 65Uniform Investment Adviser Law Examination

Career

  1. Nov 2024 – now
  2. 2012 – 2024
  3. 2009 – 2012
    Morgan StanleyPreviously
  4. 2005 – 2009
  5. 2002 – 2005
    Morgan Stanley DW Inc.Previously

Questions to ask Thomas

Tailored to Thomas’s registration and firm.

  1. What's your succession plan, and who would work with me if you retire?
  2. At a firm this size, will I work with you directly or with a service team?
  3. What does a financial plan with you include, and how often is it updated?
  4. If you use outside managers, how are they chosen and what do they cost on top of your fee?
  5. Where would my money be held, and will I get statements directly from that firm?
  6. What would I pay in total each year, in dollars, including fund and trading costs?

My notes and scorecard

Sign in to keep private notes, score your first meeting, and track this advisor alongside others.

About Thomas

How do I contact Thomas?

Call Wells Fargo Advisors at (314) 875-3000 and ask for Thomas Ley. Thomas works from the Spring Lake, NJ office.

How long has Thomas been a financial advisor?

Thomas has been in the industry since 1984, about 42 years. Top 2% by experience nationwide.

What licenses does Thomas hold?

Series 63, Series 65. Tap any license on this page to see what it allows.

Is Thomas a fiduciary?

Thomas is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.

How is Thomas paid?

Wells Fargo Advisors reports being paid by a percentage of the assets they manage, flat or fixed fees, commissions on some products. Ask Thomas for your total yearly cost in dollars.

Official record as of October 3, 2026.

This profile is for information only and is not financial advice or a recommendation.

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