Morgan Stanley
47yrs
Top advisor by experience in New York
27yrs
Keith Smith
Financial advisor at RBC Rochdale
Based in New York, New York, Keith Smith is a fiduciary financial advisor with 27 years of industry experience. Keith joined RBC Rochdale in 2024, after two years at Citigroup Global Markets and six years at Merrill. RBC Rochdale offers investment management, private fund management, and selecting outside investment managers and is paid through a percentage of assets and flat fees.
One of 15440 advisors with offices in New York, and one of 14018 fiduciaries.
At a glance
Experience27 years (since 2000)
How that compares ?Top 9% by experience at RBC Rochdale
Office400 Park Avenue 10th Floor, New York, NY 10022
FirmRBC Rochdale
How the firm is paid ?Percent of assets, Flat fee
Typical client at the firm ?$3.1 million
Advisors at the firm119
States licensed ?1 state
Services through RBC Rochdale
Investment management for individuals and small businessesManaging mutual fundsManaging private fundsInvestment management for businesses and institutionsChoosing other investment managers
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2024 – nowRBC Rochdale, LLCCurrent firm
- Jan 2022 – Jan 2024Citigroup Global Markets Inc.Previously
- 2015 – 2022MerrillPreviously
- Sep 2014 – Sep 2015Northwestern Mutual Investment Services, LLCPreviously
- Jul 2009 – Oct 2009Smith Portfolio Review Service, L.L.C.Previously
- 2000 – 2009MerrillPreviously
Questions to ask Keith
Tailored to Keith’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Keith
How do I contact Keith?
Call RBC Rochdale at (212) 702-3500 and ask for Keith Smith. Keith works from the New York, NY office.
How long has Keith been a financial advisor?
Keith has been in the industry since 2000, about 27 years. Top 9% by experience at RBC Rochdale.
What licenses does Keith hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Keith a fiduciary?
Keith is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Keith paid?
RBC Rochdale reports being paid by a percentage of the assets they manage, flat or fixed fees. Ask Keith for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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