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Advisors / Connecticut / Avon
29yrs

Ranald Kim Nicholas

Financial advisor at Raymond James Financial Services Advisors

Avon, CT 06001CFP®Top 18% by experience nationwideFiduciary advisor
Call the officeDirections

At a glance

Experience29 years (since 1997)
How that compares ?Top 18% by experience nationwide
Office70 East Main St. Suite 5, Avon, CT 06001
How the firm is paid ?Percent of assets, Hourly, Flat fee, Commissions, Other
States licensed ?1 state

Services through Raymond James Financial Services Advisors

Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services

Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.

Designations

CFP®

Licenses

Exams passed, from the official record. Tap a license to see what it allows.

Uniform Securities Agent State Law Examination
Uniform Investment Adviser Law Examination

Career

  1. 2009 – now
    Raymond James Financial Services Advisors, Inc.Current firm
  2. May 2004 – Oct 2004
    Prestige Wealth Management Group, LLCPreviously
  3. Apr 2004 – Jul 2004
    LPL Financial LLCPreviously
  4. Feb 2003 – Mar 2004
    American Skandia Advisory Services, Inc.Previously

Questions to ask Ranald

Tailored to Ranald’s registration and firm.

  1. What's your succession plan, and who would work with me if you retire?
  2. At a firm this size, will I work with you directly or with a service team?
  3. What does a financial plan with you include, and how often is it updated?
  4. If you use outside managers, how are they chosen and what do they cost on top of your fee?
  5. Where would my money be held, and will I get statements directly from that firm?
  6. What would I pay in total each year, in dollars, including fund and trading costs?

My notes and scorecard

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About Ranald

How do I contact Ranald?

Call Raymond James Financial Services Advisors at 727-567-3020 and ask for Ranald Kim Nicholas. Ranald works from the Avon, CT office.

How long has Ranald been a financial advisor?

Ranald has been in the industry since 1997, about 29 years. Top 18% by experience nationwide.

What licenses does Ranald hold?

Series 63, Series 65. Tap any license on this page to see what it allows.

Is Ranald a fiduciary?

Ranald is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.

How is Ranald paid?

Raymond James Financial Services Advisors reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, commissions on some products, other fees. Ask Ranald for your total yearly cost in dollars.

Official record as of October 2, 2026.

This profile is for information only and is not financial advice or a recommendation.

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