Merrill Lynch, Pierce, Fenner & Smith
47yrs
Top advisor by experience in Mystic
43yrs
Daniel Spring is a fiduciary financial advisor in Mystic, Connecticut, with 43 years in the industry. After 20 years at Stifel, Nicolaus & and six years at Advest, Daniel joined Wells Fargo Advisors in 2025, a firm offering financial planning, investment management, and retirement plan consulting. The firm is paid through a percentage of assets, flat fees, and commissions.
One of 97 advisors with offices in Mystic, and one of 92 fiduciaries.
At a glance
Experience43 years (since 1983)
How that compares ?Top 2% by experience in Connecticut
Office86 Denison Ave Suite 1, Mystic, CT 06355
How the firm is paid ?Percent of assets, Flat fee, Commissions
Typical client at the firm ?$475,575
Advisors at the firm14,100
States licensed ?2 states
Services through Wells Fargo Advisors
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- Jul 2025 – nowWells Fargo Clearing Services, LLCCurrent firm
- 2005 – 2025Stifel, Nicolaus & Company, IncorporatedPreviously
- 1999 – 2005Advest, Inc.Previously
Questions to ask Daniel
Tailored to Daniel’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Daniel
How do I contact Daniel?
Call Wells Fargo Advisors at 314-875-3000 and ask for Daniel Spring. Daniel works from the Mystic, CT office.
How long has Daniel been a financial advisor?
Daniel has been in the industry since 1983, about 43 years. Top 2% by experience in Connecticut.
What licenses does Daniel hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Daniel a fiduciary?
Daniel is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Daniel paid?
Wells Fargo Advisors reports being paid by a percentage of the assets they manage, flat or fixed fees, commissions on some products. Ask Daniel for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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