Mountain Lakes Capital Management
28yrs
Top 18% by experience in Washington
39yrs
James Swanson
Full name on record: James Robert Swanson
Financial advisor at JRS Investments and Wealth Preservation
James Swanson has worked in the financial industry for 39 years and is a fiduciary financial advisor based in Union, Washington. James has been with JRS Investments and Wealth Preservation since 2008; before that, James spent six years at Next Financial Group. JRS Investments and Wealth Preservation offers investment management and is paid through a percentage of assets.
At a glance
Experience39 years (since 1988)
How that compares ?Top advisor by experience at JRS Investments and Wealth Preservation
OfficeUnion, WA
How the firm is paid ?Percent of assets
Typical client at the firm ?$168,909
Advisors at the firm6
States licensed ?1 state
Services through JRS Investments and Wealth Preservation
Investment management for individuals and small businesses
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2008 – nowJRS Investments and Wealth Preservation, LLCCurrent firm
- 2002 – 2008Next Financial Group, Inc.Previously
Questions to ask James
Tailored to James’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About James
How do I contact James?
Call JRS Investments and Wealth Preservation at 858-735-2640 and ask for James Swanson. James works from the Union, WA office.
How long has James been a financial advisor?
James has been in the industry since 1988, about 39 years. Top advisor by experience at JRS Investments and Wealth Preservation.
What licenses does James hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is James a fiduciary?
James is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is James paid?
JRS Investments and Wealth Preservation reports being paid by a percentage of the assets they manage. Ask James for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.