Morgan Stanley
43yrs
Top advisor by experience in Saratoga Springs
15yrs
Wayne Stevens
Financial advisor at Morgan Stanley
Based in Saratoga Springs, New York, Wayne Stevens is a fiduciary financial advisor with 15 years of industry experience. Wayne joined Morgan Stanley in 2011, a firm offering financial planning, investment management, and retirement plan consulting. Morgan Stanley reports being paid through a percentage of assets, flat fees, and commissions.
One of 260 advisors with offices in Saratoga Springs, and one of 232 fiduciaries.
At a glance
Experience15 years (since 2011)
How that compares ?More experience than 51% of advisors in New York
Office340 Broadway 2nd Floor, Saratoga Springs, NY 12866
FirmMorgan Stanley
How the firm is paid ?Percent of assets, Flat fee, Commissions, Performance fee, Other
Typical client at the firm ?$670,481
Advisors at the firm23,156
States licensed ?2 states
Services through Morgan Stanley
Financial planningInvestment management for individuals and small businessesManaging mutual fundsInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2011 – nowMorgan StanleyCurrent firm
Contact Wayne
Local office(518) 583-5600Ask for Wayne. (914) 225-5510Main office · Purchase, NY 340 Broadway 2nd FloorSaratoga Springs, NY 12866Office · Get directions Firm websiteHTTP://WWW.MORGANSTANLEY.COM
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Questions to ask Wayne
Tailored to Wayne’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- Your firm can charge performance-based fees. Would that apply to me?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Wayne
How do I contact Wayne?
Call Wayne’s local office at (518) 583-5600 or the Morgan Stanley main office at (914) 225-5510, and ask for Wayne Stevens.
How long has Wayne been a financial advisor?
Wayne has been in the industry since 2011, about 15 years. More experience than 51% of advisors in New York.
What licenses does Wayne hold?
Series 66. Tap any license on this page to see what it allows.
Is Wayne a fiduciary?
Wayne is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Wayne paid?
Morgan Stanley reports being paid by a percentage of the assets they manage, flat or fixed fees, commissions on some products, a share of investment gains, other fees. Ask Wayne for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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