LPL Financial
42yrs
Top advisor by experience in Encino
32yrs
Based in Encino, California, John Bauer is a financial advisor with 32 years of industry experience. John joined LPL Financial in 2009, after seven years at Mutual Service. John holds the CFP® designation.
At a glance
Experience32 years (since 1994)
How that compares ?Top 12% by experience in California
Office16255 Ventura Blvd, Suite 445, Encino, CA 91436
FirmLPL Financial
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$399,489
Advisors at the firm23,459
States licensed ?1 state
Services through LPL Financial
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Designations
CFP®
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 63Uniform Securities Agent State Law Examination
Career
- 2009 – nowLPL Financial LLCCurrent firm
- 2002 – 2009Mutual Service CorporationPreviously
Contact John
(704) 733-3300Firm headquarters in Fort Mill, SC. Ask for John. 16255 Ventura Blvd, Suite 445Encino, CA 91436Office · Get directions Facebook pageLPL Financial
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Questions to ask John
Tailored to John’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About John
How do I contact John?
Call LPL Financial at (704) 733-3300 and ask for John Bauer. John works from the Encino, CA office.
How long has John been a financial advisor?
John has been in the industry since 1994, about 32 years. Top 12% by experience in California.
What licenses does John hold?
Series 63. Tap any license on this page to see what it allows.
Is John a fiduciary?
John is registered with an advisory firm. Ask whether they act as a fiduciary for all the advice they give you.
How is John paid?
LPL Financial reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask John for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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