Commonwealth Financial Network
35yrs
Top 8% by experience nationwide
41yrs
Daniel Dougherty
Full name on record: Daniel Thomas Dougherty
Financial advisor at Horter Investment Management
Daniel Dougherty has worked in the financial industry for 41 years and is a financial advisor based in Springfield, Pennsylvania. Daniel has been with Horter Investment Management since 2014; before that, Daniel spent three years at Cadaret, Grant & CO.. Daniel holds the ChFC designation.
At a glance
Experience41 years (since 1986)
How that compares ?Top advisor by experience in Springfield
Office1489 Baltimore Pike Suite 213, Springfield, PA 19064
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$223,282
Advisors at the firm28
States licensed ?1 state
Services through Horter Investment Management
Financial planningInvestment management for individuals and small businessesChoosing other investment managersNewsletters and publicationsEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Designations
ChFC
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 63Uniform Securities Agent State Law Examination
Career
- 2014 – nowHorter Investment Management, LLCCurrent firm
- 2007 – 2009Cadaret, Grant & CO., Inc.Previously
Contact Daniel
(513) 984-9933Firm headquarters in Cincinnati, OH. Ask for Daniel. 1489 Baltimore Pike Suite 213Springfield, PA 19064Office · Get directions X (Twitter) pageHorter Investment Management
Is this you? Claim your free profile to add a direct line, email, photo, and specialties.
Questions to ask Daniel
Tailored to Daniel’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Daniel
How do I contact Daniel?
Call Horter Investment Management at (513) 984-9933 and ask for Daniel Dougherty. Daniel works from the Springfield, PA office.
How long has Daniel been a financial advisor?
Daniel has been in the industry since 1986, about 41 years. Top advisor by experience in Springfield.
What licenses does Daniel hold?
Series 63. Tap any license on this page to see what it allows.
Is Daniel a fiduciary?
Daniel is registered with an advisory firm. Ask whether they act as a fiduciary for all the advice they give you.
How is Daniel paid?
Horter Investment Management reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Daniel for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
Other advisors nearby
Principal Securities
31yrs
Top 13% by experience at Principal Securities
Cetera Investment Advisers
26yrs
Top 25% by experience nationwide
Cetera Investment Advisers
23yrs
More experience than 67% of advisors nationwide
Strategic Advisers
22yrs
Top 11% by experience at Strategic Advisers
Edward Jones
20yrs
Top 21% by experience at Edward Jones