LPL Financial
45yrs
Top advisor by experience in Latham
26yrs
Mark Thomas is a fiduciary financial advisor in Latham, New York, with 26 years in the industry. Mark joined ESI Financial Advisors in 2021, a firm offering financial planning, investment management, and retirement plan consulting. Mark holds the CFP® designation.
One of 253 advisors with offices in Latham, and one of 215 fiduciaries.
At a glance
Experience26 years (since 2000)
How that compares ?Top 24% by experience nationwide
Office421 Troy Schenectady Rd, Latham, NY 12110
How the firm is paid ?Percent of assets, Hourly, Flat fee, Commissions
Typical client at the firm ?$221,971
Advisors at the firm505
States licensed ?1 state
Services through ESI Financial Advisors
Financial planningInvestment management for individuals and small businessesRetirement plan consultingChoosing other investment managersEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Designations
CFP®
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2021 – nowEquity Services, Inc.Current firm
Contact Mark
Local office(518) 785-1367Ask for Mark. (800) 344-7437Main office · Montpelier, VT 421 Troy Schenectady RdLatham, NY 12110Office · Get directions Firm websiteHTTPS://WWW.EQUITY-SERVICES.COM
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Questions to ask Mark
Tailored to Mark’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Mark
How do I contact Mark?
Call Mark’s local office at (518) 785-1367 or the ESI Financial Advisors main office at (800) 344-7437, and ask for Mark Thomas.
How long has Mark been a financial advisor?
Mark has been in the industry since 2000, about 26 years. Top 24% by experience nationwide.
What licenses does Mark hold?
Series 66. Tap any license on this page to see what it allows.
Is Mark a fiduciary?
Mark is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Mark paid?
ESI Financial Advisors reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, commissions on some products. Ask Mark for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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