Intrinsic Investors
47yrs
Top advisor by experience in Wauwatosa
39yrs
Based in Wauwatosa, Wisconsin, Randall Malone is a fiduciary financial advisor with 39 years of industry experience. Randall joined Principal Securities in 1998, a firm offering financial planning, investment management, and retirement plan consulting. Randall holds the ChFC designation.
One of 129 advisors with offices in Wauwatosa, and one of 119 fiduciaries.
At a glance
Experience39 years (since 1987)
How that compares ?Top 2% by experience at Principal Securities
Office10361 W Innovation Dr Suite 300, Wauwatosa, WI 53226
How the firm is paid ?Percent of assets, Hourly, Flat fee, Other
Typical client at the firm ?$324,050
Advisors at the firm1,465
States licensed ?1 state
Services through Principal Securities
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Designations
ChFC
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 1998 – nowPrincipal Securities, Inc.Current firm
Questions to ask Randall
Tailored to Randall’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Randall
How do I contact Randall?
Call Randall’s local office at (414) 258-6220 or the Principal Securities main office at (888) 774-6267, and ask for Randall Malone.
How long has Randall been a financial advisor?
Randall has been in the industry since 1987, about 39 years. Top 2% by experience at Principal Securities.
What licenses does Randall hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Randall a fiduciary?
Randall is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Randall paid?
Principal Securities reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, other fees. Ask Randall for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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