B. Riley Wealth Advisors
43yrs
Top advisor by experience in Brooklyn
40yrs
Tom Wallack
Financial advisor at J.P. Morgan Securities
Based in Brooklyn, New York, Tom Wallack is a fiduciary financial advisor with 40 years of industry experience. Tom joined J.P. Morgan Securities in 2022, after nine years at UBS Financial Services and 12 years at Merrill. J.P. Morgan Securities offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets.
One of 579 advisors with offices in Brooklyn, and one of 507 fiduciaries.
At a glance
Experience40 years (since 1987)
How that compares ?Top 1% by experience in Brooklyn
OfficeBrooklyn, NY
How the firm is paid ?Percent of assets, Other
Typical client at the firm ?$318,381
Advisors at the firm14,316
States licensed ?2 states
Services through J.P. Morgan Securities
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managers
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2022 – nowJ.P. Morgan Securities LLCCurrent firm
- 2013 – 2022UBS Financial Services Inc.Previously
- 2001 – 2013MerrillPreviously
Questions to ask Tom
Tailored to Tom’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Tom
How do I contact Tom?
Call J.P. Morgan Securities at (800) 999-2000 and ask for Tom Wallack. Tom works from the Brooklyn, NY office.
How long has Tom been a financial advisor?
Tom has been in the industry since 1987, about 40 years. Top 1% by experience in Brooklyn.
What licenses does Tom hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Tom a fiduciary?
Tom is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Tom paid?
J.P. Morgan Securities reports being paid by a percentage of the assets they manage, other fees. Ask Tom for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
Other advisors nearby
Osaic Wealth
42yrs
Top 1% by experience in Brooklyn
Cobblestone Wealth Advisors
42yrs
Top 1% by experience in Brooklyn
Rioux & Company
42yrs
Top 1% by experience in Brooklyn
Park Avenue Securities
41yrs
Top 1% by experience in Brooklyn
LPL Financial
40yrs
Top 1% by experience in Brooklyn