Oppenheimer & Co.
47yrs
Top advisor by experience in Bellevue
21yrs
David Rockey
Financial advisor at Cetera Investment Advisers
David Rockey is a fiduciary financial advisor in Bellevue, Washington, with 21 years in the industry. After two years at First Allied Advisory Services and a year at Hornor, Townsend & Kent, David joined Cetera Investment Advisers in 2020, a firm offering financial planning, investment management, and retirement plan consulting. Cetera Investment Advisers reports being paid through a percentage of assets, hourly fees, and flat fees.
One of 1483 advisors with offices in Bellevue, and one of 1389 fiduciaries.
At a glance
Experience21 years (since 2006)
How that compares ?More experience than 68% of advisors in Bellevue
Office1750 112th Avenue NE Suite E174, Bellevue, WA 98004
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$306,089
Advisors at the firm10,452
States licensed ?1 state
Services through Cetera Investment Advisers
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2020 – nowCetera Investment Advisers LLCCurrent firm
- 2018 – 2020First Allied Advisory Services, Inc.Previously
- Jul 2006 – Apr 2007Hornor, Townsend & Kent, LLCPreviously
Questions to ask David
Tailored to David’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About David
How do I contact David?
Call Cetera Investment Advisers at (310) 257-7880 and ask for David Rockey. David works from the Bellevue, WA office.
How long has David been a financial advisor?
David has been in the industry since 2006, about 21 years. More experience than 68% of advisors in Bellevue.
What licenses does David hold?
Series 63, Series 66. Tap any license on this page to see what it allows.
Is David a fiduciary?
David is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is David paid?
Cetera Investment Advisers reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask David for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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