Independent Advisor Alliance
24yrs
Top advisor by experience in Richfield
21yrs
Eric Brown is a fiduciary financial advisor in Richfield, Wisconsin, with 21 years in the industry. After three years at Investment Centers of America and two years at Richardson Capital Management, Eric joined LPL Financial in 2017, a firm offering financial planning, investment management, and educational workshops. The firm is paid through a percentage of assets, hourly fees, and flat fees.
One of 6 advisors with offices in Richfield, and one of 6 fiduciaries.
At a glance
Experience21 years (since 2005)
How that compares ?More experience than 67% of advisors in Richfield
OfficeRichfield, WI
FirmLPL Financial
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$399,489
Advisors at the firm23,459
States licensed ?2 states
Services through LPL Financial
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2017 – nowLPL Financial LLCCurrent firm
- 2014 – 2017Investment Centers of America, Inc.Previously
- Nov 2012 – Jul 2014Richardson Capital Management, LLCPreviously
- Jun 2011 – Dec 2012Annex Wealth Management, LLCPreviously
- 2006 – 2011The Mutual Fund StorePreviously
- Sep 2005 – Jan 2006Valic Financial Advisors, Inc.Previously
Contact Eric
Richfield, WIOffice · Get directions Firm main line(704) 733-3300Headquarters: LPL Financial · Fort Mill, SC Facebook pageLPL FinancialIs this you? Claim your free profile to add a direct line, email, photo, and specialties.
Questions to ask Eric
Tailored to Eric’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Eric
How do I contact Eric?
Call LPL Financial at (704) 733-3300 and ask for Eric Brown. Eric works from the Richfield, WI office.
How long has Eric been a financial advisor?
Eric has been in the industry since 2005, about 21 years. More experience than 67% of advisors in Richfield.
What licenses does Eric hold?
Series 63, Series 66. Tap any license on this page to see what it allows.
Is Eric a fiduciary?
Eric is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Eric paid?
LPL Financial reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Eric for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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