Merrill
47yrs
Top advisor by experience in Cincinnati
36yrs
Based in Cincinnati, Ohio, Diane Deck is a fiduciary financial advisor with 36 years of industry experience. Diane joined UBS Financial Services in 2007, after three years at Keybanc Capital Markets. UBS Financial Services offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets, hourly fees, and flat fees.
One of 2460 advisors with offices in Cincinnati, and one of 1997 fiduciaries.
At a glance
Experience36 years (since 1990)
How that compares ?Top 6% by experience in Ohio
Office312 Walnut Street Suite 3300, Cincinnati, OH 45202
How the firm is paid ?Percent of assets, Hourly, Flat fee, Commissions, Other
Typical client at the firm ?$693,691
Advisors at the firm9,367
States licensed ?2 states
Services through UBS Financial Services
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersNewsletters and publicationsSecurity ratings or pricingEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2007 – nowUBS Financial Services Inc.Current firm
- 2004 – 2007Keybanc Capital Markets Inc.Previously
Questions to ask Diane
Tailored to Diane’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Diane
How do I contact Diane?
Call UBS Financial Services at (201) 352-3000 and ask for Diane Deck. Diane works from the Cincinnati, OH office.
How long has Diane been a financial advisor?
Diane has been in the industry since 1990, about 36 years. Top 6% by experience in Ohio.
What licenses does Diane hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Diane a fiduciary?
Diane is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Diane paid?
UBS Financial Services reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, commissions on some products, other fees. Ask Diane for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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