Robert W. Baird & Co.
47yrs
Top advisor by experience in Denver
29yrs
Steven Ringquist
Full name on record: Steven Mark Ringquist
Financial advisor at Raymond James & Associates
Steven Ringquist is a fiduciary financial advisor in Denver, Colorado, with 29 years in the industry. After three years at Morgan Stanley and eight years at Citigroup Global Markets, Steven joined Raymond James & Associates in 2012, a firm offering financial planning, investment management, and retirement plan consulting. The firm is paid through a percentage of assets, hourly fees, and flat fees.
One of 2610 advisors with offices in Denver, and one of 2345 fiduciaries.
At a glance
Experience29 years (since 1997)
How that compares ?Top 12% by experience in Denver
Office4643 South Ulster Street Suite 1350, Denver, CO 80237
How the firm is paid ?Percent of assets, Hourly, Flat fee, Commissions
Typical client at the firm ?$788,879
Advisors at the firm5,796
States licensed ?2 states
Services through Raymond James & Associates
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2012 – nowRaymond James & Associates, Inc.Current firm
- 2009 – 2012Morgan StanleyPreviously
- 2001 – 2009Citigroup Global Markets Inc.Previously
Contact Steven
Local office(303) 200-1440Ask for Steven. (727) 567-1000Main office · St. Petersburg, FL 4643 South Ulster Street Suite 1350Denver, CO 80237Office · Get directions Firm websiteHTTPS://WWW.ALEXBROWN.COM
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Questions to ask Steven
Tailored to Steven’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Steven
How do I contact Steven?
Call Steven’s local office at (303) 200-1440 or the Raymond James & Associates main office at (727) 567-1000, and ask for Steven Ringquist.
How long has Steven been a financial advisor?
Steven has been in the industry since 1997, about 29 years. Top 12% by experience in Denver.
What licenses does Steven hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Steven a fiduciary?
Steven is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Steven paid?
Raymond James & Associates reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, commissions on some products. Ask Steven for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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