Stifel, Nicolaus & Company
47yrs
Top 1% by experience in Houston
39yrs
Mark Dahl has worked in the financial industry for 39 years and is a fiduciary financial advisor based in Houston, Texas. Mark has been with Rockefeller Capital Management since 2025; before that, Mark spent four years at Morgan Stanley and eight years at UBS Financial Services. Rockefeller Capital Management offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets and flat fees.
One of 4968 advisors with offices in Houston, and one of 4448 fiduciaries.
At a glance
Experience39 years (since 1987)
How that compares ?Top 4% by experience at Rockefeller Capital Management
Office1600 West Loop South, Suite 700, Houston, TX 77027
How the firm is paid ?Percent of assets, Flat fee
Typical client at the firm ?$1.72 million
Advisors at the firm1,036
States licensed ?1 state
Services through Rockefeller Capital Management
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managers
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- Jan 2025 – nowRockefeller Financial LLCCurrent firm
- Jan 2025 – now
- 2020 – 2025Morgan StanleyPreviously
- 2012 – 2020UBS Financial Services Inc.Previously
- Jan 2012 – Jul 2012Usca RIA LLCPreviously
- Dec 2009 – Aug 2010Osaic Fa, Inc.Previously
- Feb 2008 – Jun 2009UBS Financial Services Inc.Previously
- Jan 2005 – Oct 2006Banc of America Investment Services, Inc.Previously
Earlier career (1 more)
- 1999 – 2005MerrillPreviously
Questions to ask Mark
Tailored to Mark’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Mark
How do I contact Mark?
Call Rockefeller Capital Management at (212) 549-5100 and ask for Mark Dahl. Mark works from the Houston, TX office.
How long has Mark been a financial advisor?
Mark has been in the industry since 1987, about 39 years. Top 4% by experience at Rockefeller Capital Management.
What licenses does Mark hold?
Series 63, Series 66. Tap any license on this page to see what it allows.
Is Mark a fiduciary?
Mark is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Mark paid?
Rockefeller Capital Management reports being paid by a percentage of the assets they manage, flat or fixed fees. Ask Mark for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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