Morgan Stanley
47yrs
Top advisor by experience in New York
38yrs
Christopher Roth
Full name on record: Christopher John Roth
Financial advisor at ESI Financial Advisors
Christopher Roth is a financial advisor in New York, New York, with 38 years in the industry. Christopher joined ESI Financial Advisors in 2020, a firm offering financial planning, investment management, and retirement plan consulting. ESI Financial Advisors reports being paid through a percentage of assets, hourly fees, and flat fees.
At a glance
Experience38 years (since 1988)
How that compares ?Top 4% by experience in New York
Office675 Third Avenue Suite 900, New York, NY 10017
How the firm is paid ?Percent of assets, Hourly, Flat fee, Commissions
Typical client at the firm ?$221,971
Advisors at the firm505
States licensed ?1 state
Services through ESI Financial Advisors
Financial planningInvestment management for individuals and small businessesRetirement plan consultingChoosing other investment managersEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 63Uniform Securities Agent State Law Examination
Career
- 2020 – nowEquity Services, Inc.Current firm
Contact Christopher
(800) 344-7437Firm headquarters in Montpelier, VT. Ask for Christopher. 675 Third Avenue Suite 900New York, NY 10017Office · Get directions Firm websiteHTTPS://WWW.EQUITY-SERVICES.COM
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Questions to ask Christopher
Tailored to Christopher’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Christopher
How do I contact Christopher?
Call ESI Financial Advisors at (800) 344-7437 and ask for Christopher Roth. Christopher works from the New York, NY office.
How long has Christopher been a financial advisor?
Christopher has been in the industry since 1988, about 38 years. Top 4% by experience in New York.
What licenses does Christopher hold?
Series 63. Tap any license on this page to see what it allows.
Is Christopher a fiduciary?
Christopher is registered with an advisory firm. Ask whether they act as a fiduciary for all the advice they give you.
How is Christopher paid?
ESI Financial Advisors reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, commissions on some products. Ask Christopher for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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