Genesee Capital Advisors
35yrs
Top 9% by experience nationwide
38yrs
Based in Auburn, New York, Earl Phillips is a financial advisor with 38 years of industry experience. Earl joined LPL Enterprise in 2024, after three years at Pruco Securities. LPL Enterprise offers financial planning, investment management, and educational workshops and is paid through a percentage of assets, hourly fees, and flat fees.
At a glance
Experience38 years (since 1988)
How that compares ?Top advisor by experience in Auburn
Office33 William Street Suite 8, Auburn, NY 13021
FirmLPL Enterprise
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$239,757
Advisors at the firm3,111
States licensed ?1 state
Services through LPL Enterprise
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 63Uniform Securities Agent State Law Examination
Career
- Nov 2024 – nowLPL Enterprise, LLCCurrent firm
- 2021 – 2024Pruco Securities, LLC.Previously
Contact Earl
(704) 733-3300Firm headquarters in Fort Mill, SC. Ask for Earl. 33 William Street Suite 8Auburn, NY 13021Office · Get directions Firm websitewww.lpl.com/lpl-enterprise.html
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Questions to ask Earl
Tailored to Earl’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Earl
How do I contact Earl?
Call LPL Enterprise at (704) 733-3300 and ask for Earl Phillips. Earl works from the Auburn, NY office.
How long has Earl been a financial advisor?
Earl has been in the industry since 1988, about 38 years. Top advisor by experience in Auburn.
What licenses does Earl hold?
Series 63. Tap any license on this page to see what it allows.
Is Earl a fiduciary?
Earl is registered with an advisory firm. Ask whether they act as a fiduciary for all the advice they give you.
How is Earl paid?
LPL Enterprise reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Earl for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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