Ameriprise Financial Services
46yrs
Top advisor by experience in Raleigh
33yrs
Richard Fields
Full name on record: Richard Lee Fields
Financial advisor at Capital Investment Advisory Services
Richard Fields has worked in the financial industry for 33 years and is a fiduciary financial advisor based in Raleigh, North Carolina. After eight years at CIC Advisers and a year at Park Avenue Securities, Richard joined Capital Investment Advisory Services in 2009, a firm offering financial planning, investment management, and retirement plan consulting. The firm is paid through a percentage of assets, hourly fees, and flat fees.
One of 1804 advisors with offices in Raleigh, and one of 1668 fiduciaries.
At a glance
Experience33 years (since 1994)
How that compares ?Top 9% by experience in North Carolina
Office100 E. Six Forks Road Suite 200, Raleigh, NC 27609
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$373,429
Advisors at the firm100
States licensed ?1 state
Services through Capital Investment Advisory Services
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managers
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2009 – nowCapital Investment Advisory Services, LLCCurrent firm
- 2005 – 2012CIC Advisers, LLCPreviously
- Apr 2004 – Feb 2005Park Avenue Securities LLCPreviously
- 2001 – 2004C.P. Advisory ServicesPreviously
Contact Richard
(919) 831-2370Capital Investment Advisory Services main office 100 E. Six Forks Road Suite 200Raleigh, NC 27609Office · Get directions Firm websiteHTTP://WWW.CAPITAL-INVEST.COM
Is this you? Claim your free profile to add a direct line, email, photo, and specialties.
Questions to ask Richard
Tailored to Richard’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Richard
How do I contact Richard?
Call Capital Investment Advisory Services at (919) 831-2370 and ask for Richard Fields. Richard works from the Raleigh, NC office.
How long has Richard been a financial advisor?
Richard has been in the industry since 1994, about 33 years. Top 9% by experience in North Carolina.
What licenses does Richard hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Richard a fiduciary?
Richard is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Richard paid?
Capital Investment Advisory Services reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Richard for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
Other advisors nearby
Capital Investment Advisory Services
46yrs
Top advisor by experience at Capital Investment Advisory Services
Morgan Stanley
46yrs
Top 1% by experience in Raleigh
Level Four Advisory Services
46yrs
Top 1% by experience in Raleigh
Morgan Stanley
46yrs
Top 1% by experience in Raleigh
Capital Investment Advisory Services
46yrs
Top 1% by experience in Raleigh