Cambridge Investment Research Advisors
42yrs
Top advisor by experience in Lockport
36yrs
Steven Sinclair
Full name on record: Steven Mark Sinclair
Financial advisor at Kestra Advisory Services
Steven Sinclair is a financial advisor in Lockport, New York, with 36 years in the industry. Steven joined Kestra Advisory Services in 2021, after a year at Cadaret, Grant & CO.. Kestra Advisory Services offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets, hourly fees, and flat fees.
At a glance
Experience36 years (since 1991)
How that compares ?Top 7% by experience in Lockport
Office122 West Avenue, Lockport, NY 14094
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$618,892
Advisors at the firm1,452
States licensed ?1 state
Services through Kestra Advisory Services
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managers
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 63Uniform Securities Agent State Law Examination
Career
- 2021 – nowKestra Advisory Services, LLCCurrent firm
- Jan 2020 – Jun 2021Cadaret, Grant & CO., Inc.Previously
Questions to ask Steven
Tailored to Steven’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Steven
How do I contact Steven?
Call Kestra Advisory Services at 8445537872 and ask for Steven Sinclair. Steven works from the Lockport, NY office.
How long has Steven been a financial advisor?
Steven has been in the industry since 1991, about 36 years. Top 7% by experience in Lockport.
What licenses does Steven hold?
Series 63. Tap any license on this page to see what it allows.
Is Steven a fiduciary?
Steven is registered with an advisory firm. Ask whether they act as a fiduciary for all the advice they give you.
How is Steven paid?
Kestra Advisory Services reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Steven for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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