LPL Financial
41yrs
Top advisor by experience in Granite Bay
36yrs
David ROUTH
Financial advisor at LPL Financial
David ROUTH is a fiduciary financial advisor in Granite Bay, California, with 36 years in the industry. David joined LPL Financial in 2024, after four years at Cetera Investment Advisers and eight years at First Allied Advisory Services. David holds the CFP® designation.
One of 55 advisors with offices in Granite Bay, and one of 49 fiduciaries.
At a glance
Experience36 years (since 1990)
How that compares ?Top 5% by experience in Granite Bay
Office5905 Granite Lake Drive Suite 110, Granite Bay, CA 95746
FirmLPL Financial
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$399,489
Advisors at the firm23,459
States licensed ?2 states
Services through LPL Financial
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Designations
CFP®
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2024 – nowLPL Financial LLCCurrent firm
- 2020 – 2024Cetera Investment Advisers LLCPreviously
- 2012 – 2020First Allied Advisory Services, Inc.Previously
- 2002 – 2012First Allied Securities, Inc.Previously
Contact David
(704) 733-3300Firm headquarters in Fort Mill, SC. Ask for David. 5905 Granite Lake Drive Suite 110Granite Bay, CA 95746Office · Get directions Facebook pageLPL Financial
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Questions to ask David
Tailored to David’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About David
How do I contact David?
Call LPL Financial at (704) 733-3300 and ask for David ROUTH. David works from the Granite Bay, CA office.
How long has David been a financial advisor?
David has been in the industry since 1990, about 36 years. Top 5% by experience in Granite Bay.
What licenses does David hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is David a fiduciary?
David is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is David paid?
LPL Financial reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask David for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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