Wells Fargo Advisors
37yrs
Top advisor by experience in Manchester By The Sea
35yrs
John Carroll
Financial advisor at Wells Fargo Advisors
John Carroll has worked in the financial industry for 35 years and is a fiduciary financial advisor based in Manchester By The Sea, Massachusetts. After four years at Morgan Stanley and two years at Morgan Stanley & Co., John joined Wells Fargo Advisors in 2024, a firm offering financial planning, investment management, and retirement plan consulting. John holds the CFP® designation.
One of 9 advisors with offices in Manchester By The Sea, and one of 5 fiduciaries.
At a glance
Experience35 years (since 1991)
How that compares ?Top 8% by experience nationwide
Office40 Beach Street Suite 202, Manchester By The Sea, MA 01944
How the firm is paid ?Percent of assets, Flat fee, Commissions
Typical client at the firm ?$514,335
Advisors at the firm4,146
States licensed ?1 state
Services through Wells Fargo Advisors
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Designations
CFP®
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2024 – nowWells Fargo Advisors Financial Network, LLCCurrent firm
- 2013 – 2024Wells Fargo Clearing Services, LLCPreviously
- 2009 – 2013Morgan StanleyPreviously
- 2007 – 2009Morgan Stanley & Co. LLCPreviously
- 2005 – 2007Morgan Stanley DW Inc.Previously
- 2002 – 2005UBS Financial Services Inc.Previously
Questions to ask John
Tailored to John’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About John
How do I contact John?
Call Wells Fargo Advisors at 314-875-3000 and ask for John Carroll. John works from the Manchester By The Sea, MA office.
How long has John been a financial advisor?
John has been in the industry since 1991, about 35 years. Top 8% by experience nationwide.
What licenses does John hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is John a fiduciary?
John is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is John paid?
Wells Fargo Advisors reports being paid by a percentage of the assets they manage, flat or fixed fees, commissions on some products. Ask John for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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