RBC Capital Markets
44yrs
Top advisor by experience in White Plains
35yrs
David Kaplan
Financial advisor at J.P. Morgan Securities
Based in White Plains, New York, David Kaplan is a financial advisor with 35 years of industry experience. David has been with J.P. Morgan Securities since 2018; before that, David spent eight years at Merrill and three years at UBS Financial Services. J.P. Morgan Securities offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets.
At a glance
Experience35 years (since 1992)
How that compares ?Top 2% by experience at J.P. Morgan Securities
Office925 Westchester Avenue Floor 04, White Plains, NY 10604
How the firm is paid ?Percent of assets, Other
Typical client at the firm ?$318,381
Advisors at the firm14,316
States licensed ?1 state
Services through J.P. Morgan Securities
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managers
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 63Uniform Securities Agent State Law Examination
Career
- 2018 – nowJ.P. Morgan Securities LLCCurrent firm
- 2010 – 2018MerrillPreviously
- 2007 – 2010UBS Financial Services Inc.Previously
Contact David
(800) 999-2000Firm headquarters in New York, NY. Ask for David. 925 Westchester Avenue Floor 04White Plains, NY 10604Office · Get directions Firm websitewealthpartners.jpmorgan.com
Is this you? Claim your free profile to add a direct line, email, photo, and specialties.
Questions to ask David
Tailored to David’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About David
How do I contact David?
Call J.P. Morgan Securities at (800) 999-2000 and ask for David Kaplan. David works from the White Plains, NY office.
How long has David been a financial advisor?
David has been in the industry since 1992, about 35 years. Top 2% by experience at J.P. Morgan Securities.
What licenses does David hold?
Series 63. Tap any license on this page to see what it allows.
Is David a fiduciary?
David is registered with an advisory firm. Ask whether they act as a fiduciary for all the advice they give you.
How is David paid?
J.P. Morgan Securities reports being paid by a percentage of the assets they manage, other fees. Ask David for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
Other advisors nearby
Stifel, Nicolaus & Company
44yrs
Top 1% by experience in White Plains
Merrill
43yrs
Top 1% by experience in White Plains
Merrill
43yrs
Top 1% by experience in White Plains
Stifel, Nicolaus & Company
43yrs
Top 1% by experience in White Plains
Stifel, Nicolaus & Company
43yrs
Top 1% by experience in New York