Beacon Pointe Advisors
47yrs
Top advisor by experience in Newport Beach
35yrs
Mark Morgan
Financial advisor at Morgan Stanley
Mark Morgan is a fiduciary financial advisor in Newport Beach, California, with 35 years in the industry. Mark joined Morgan Stanley in 2025, after 17 years at UBS Financial Services and 12 years at Merrill. Morgan Stanley offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets, flat fees, and commissions.
One of 1843 advisors with offices in Newport Beach, and one of 1660 fiduciaries.
At a glance
Experience35 years (since 1991)
How that compares ?Top 8% by experience in Newport Beach
Office800 Newport Center Drive Suite 500, Newport Beach, CA 92660
FirmMorgan Stanley
How the firm is paid ?Percent of assets, Flat fee, Commissions, Performance fee, Other
Typical client at the firm ?$670,481
Advisors at the firm23,156
States licensed ?1 state
Services through Morgan Stanley
Financial planningInvestment management for individuals and small businessesManaging mutual fundsInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- Nov 2025 – nowMorgan StanleyCurrent firm
- 2009 – 2025UBS Financial Services Inc.Previously
- 1997 – 2009MerrillPreviously
Contact Mark
Local office(949) 717-5443Ask for Mark. (914) 225-5510Main office · Purchase, NY 800 Newport Center Drive Suite 500Newport Beach, CA 92660Office · Get directions Firm websiteHTTP://WWW.MORGANSTANLEY.COM
Is this you? Claim your free profile to add a direct line, email, photo, and specialties.
Questions to ask Mark
Tailored to Mark’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- Your firm can charge performance-based fees. Would that apply to me?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Mark
How do I contact Mark?
Call Mark’s local office at (949) 717-5443 or the Morgan Stanley main office at (914) 225-5510, and ask for Mark Morgan.
How long has Mark been a financial advisor?
Mark has been in the industry since 1991, about 35 years. Top 8% by experience in Newport Beach.
What licenses does Mark hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Mark a fiduciary?
Mark is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Mark paid?
Morgan Stanley reports being paid by a percentage of the assets they manage, flat or fixed fees, commissions on some products, a share of investment gains, other fees. Ask Mark for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
Other advisors nearby
Wells Fargo Advisors
46yrs
Top 1% by experience in Newport Beach
Morgan Stanley
46yrs
Top 1% by experience in Newport Beach
Ameriprise Financial Services
46yrs
Top 1% by experience in Newport Beach
Nollenberger McCullough Investment Advisors
46yrs
Top 1% by experience in Newport Beach
Wells Fargo Advisors
46yrs
Top 1% by experience in Newport Beach