Morgan Stanley
47yrs
Top advisor by experience in New York
34yrs
Scott Stein has worked in the financial industry for 34 years and is a fiduciary financial advisor based in New York, New York. Scott joined Advice and Planning Services in 2024, a firm offering financial planning, investment management, and selecting outside investment managers. The firm is paid through a percentage of assets.
One of 15440 advisors with offices in New York, and one of 14018 fiduciaries.
At a glance
Experience34 years (since 1992)
How that compares ?Top 2% by experience at Advice and Planning Services
Office730 Third Avenue NYC Regional, New York, NY 10017
How the firm is paid ?Percent of assets, Other
Typical client at the firm ?$523,144
Advisors at the firm1,694
States licensed ?1 state
Services through Advice and Planning Services
Financial planningInvestment management for individuals and small businessesChoosing other investment managersEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2024 – now
Contact Scott
(212) 490-9000Advice and Planning Services main office 730 Third Avenue NYC RegionalNew York, NY 10017Office · Get directions Facebook pageAdvice and Planning Services
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Questions to ask Scott
Tailored to Scott’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Scott
How do I contact Scott?
Call Advice and Planning Services at (212) 490-9000 and ask for Scott Stein. Scott works from the New York, NY office.
How long has Scott been a financial advisor?
Scott has been in the industry since 1992, about 34 years. Top 2% by experience at Advice and Planning Services.
What licenses does Scott hold?
Series 63, Series 66. Tap any license on this page to see what it allows.
Is Scott a fiduciary?
Scott is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Scott paid?
Advice and Planning Services reports being paid by a percentage of the assets they manage, other fees. Ask Scott for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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