UBS Financial Services
47yrs
Top 1% by experience in Louisville
33yrs
Michael McLaughlin
Full name on record: Michael Daniel McLaughlin
Financial advisor at Raymond James & Associates
Michael McLaughlin is a fiduciary financial advisor in Louisville, Kentucky, with 33 years in the industry. Michael joined Raymond James & Associates in 2021, after 14 years at Wells Fargo Advisors and three years at Citigroup Global Markets. Raymond James & Associates offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets, hourly fees, and flat fees.
One of 1265 advisors with offices in Louisville, and one of 1147 fiduciaries.
At a glance
Experience33 years (since 1993)
How that compares ?Top 8% by experience in Kentucky
Office4969 US Hwy 42 Suite 1600, Louisville, KY 40222
How the firm is paid ?Percent of assets, Hourly, Flat fee, Commissions
Typical client at the firm ?$788,879
Advisors at the firm5,796
States licensed ?1 state
Services through Raymond James & Associates
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2021 – nowRaymond James & Associates, Inc.Current firm
- 2007 – 2021Wells Fargo Clearing Services, LLCPreviously
- 2004 – 2007Citigroup Global Markets Inc.Previously
Contact Michael
Local office(502) 329-2372Ask for Michael. (727) 567-1000Main office · St. Petersburg, FL 4969 US Hwy 42 Suite 1600Louisville, KY 40222Office · Get directions Firm websitewww.alexbrown.com
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Questions to ask Michael
Tailored to Michael’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Michael
How do I contact Michael?
Call Michael’s local office at (502) 329-2372 or the Raymond James & Associates main office at (727) 567-1000, and ask for Michael McLaughlin.
How long has Michael been a financial advisor?
Michael has been in the industry since 1993, about 33 years. Top 8% by experience in Kentucky.
What licenses does Michael hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Michael a fiduciary?
Michael is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Michael paid?
Raymond James & Associates reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, commissions on some products. Ask Michael for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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