Rockefeller Capital Management
45yrs
Top advisor by experience in Ny
33yrs
Thomas Monaghan
Full name on record: Thomas Patrick Monaghan
Financial advisor at Rockefeller Capital Management
Based in Ny, New York, Thomas Monaghan is a fiduciary financial advisor with 33 years of industry experience. Thomas has been with Rockefeller Capital Management since 2026; before that, Thomas spent ten years at UBS Financial Services and ten years at Merrill. Rockefeller Capital Management offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets and flat fees.
One of 29 advisors with offices in Ny, and one of 29 fiduciaries.
At a glance
Experience33 years (since 1994)
How that compares ?Top 10% by experience in Ny
Office640 Fifth Avenue Floor 6, Ny, NY 10019
How the firm is paid ?Percent of assets, Flat fee
Typical client at the firm ?$1.72 million
Advisors at the firm1,036
States licensed ?2 states
Services through Rockefeller Capital Management
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managers
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- May 2026 – nowRockefeller Financial LLCCurrent firm
- 2016 – 2026UBS Financial Services Inc.Previously
- 2006 – 2016MerrillPreviously
Questions to ask Thomas
Tailored to Thomas’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Thomas
How do I contact Thomas?
Call Rockefeller Capital Management at (212) 549-5100 and ask for Thomas Monaghan. Thomas works from the Ny, NY office.
How long has Thomas been a financial advisor?
Thomas has been in the industry since 1994, about 33 years. Top 10% by experience in Ny.
What licenses does Thomas hold?
Series 63, Series 66. Tap any license on this page to see what it allows.
Is Thomas a fiduciary?
Thomas is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Thomas paid?
Rockefeller Capital Management reports being paid by a percentage of the assets they manage, flat or fixed fees. Ask Thomas for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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