Merrill
46yrs
Top advisor by experience in Santa Barbara
32yrs
Patrick Flood is a fiduciary financial advisor in Santa Barbara, California, with 32 years in the industry. Patrick joined UBS Financial Services in 2014, after seven years at Wells Fargo Advisors and eight years at Citigroup Global Markets. UBS Financial Services offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets, hourly fees, and flat fees.
One of 431 advisors with offices in Santa Barbara, and one of 373 fiduciaries.
At a glance
Experience32 years (since 1994)
How that compares ?Top 13% by experience in California
Office222 E. Carrillo St., Suite 106, Santa Barbara, CA 93101
How the firm is paid ?Percent of assets, Hourly, Flat fee, Commissions, Other
Typical client at the firm ?$693,691
Advisors at the firm9,367
States licensed ?2 states
Services through UBS Financial Services
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersNewsletters and publicationsSecurity ratings or pricingEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2014 – nowUBS Financial Services Inc.Current firm
- 2007 – 2014Wells Fargo Clearing Services, LLCPreviously
- 1999 – 2007Citigroup Global Markets Inc.Previously
Contact Patrick
Local office(805) 730-3418Ask for Patrick. (201) 352-3000Main office · Weehawken, NJ 222 E. Carrillo St., Suite 106Santa Barbara, CA 93101Office · Get directions LinkedIn pageUBS Financial Services
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Questions to ask Patrick
Tailored to Patrick’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Patrick
How do I contact Patrick?
Call Patrick’s local office at (805) 730-3418 or the UBS Financial Services main office at (201) 352-3000, and ask for Patrick Flood.
How long has Patrick been a financial advisor?
Patrick has been in the industry since 1994, about 32 years. Top 13% by experience in California.
What licenses does Patrick hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Patrick a fiduciary?
Patrick is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Patrick paid?
UBS Financial Services reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, commissions on some products, other fees. Ask Patrick for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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