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Advisors / Oklahoma / Tulsa
32yrs

John Brophy

Financial advisor at Wells Fargo Advisors

John Brophy is a fiduciary financial advisor in Tulsa, Oklahoma, with 32 years in the industry. John joined Wells Fargo Advisors in 2022, after eight years at Prudential Equity Group. Wells Fargo Advisors offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets, flat fees, and commissions.

One of 835 advisors with offices in Tulsa, and one of 788 fiduciaries.

Tulsa, OK 74135Top 13% by experience nationwideFiduciary advisor

At a glance

Experience32 years (since 1994)
How that compares ?Top 13% by experience nationwide
Office6060 S American Plaza St E Suite 350, Tulsa, OK 74135
How the firm is paid ?Percent of assets, Flat fee, Commissions
Typical client at the firm ?$514,335
Advisors at the firm4,146
States licensed ?1 state

Services through Wells Fargo Advisors

Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersOther services

Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.

Licenses

Exams passed, from the official record. Tap a license to see what it allows.

Series 63Uniform Securities Agent State Law Examination
Series 65Uniform Investment Adviser Law Examination

Career

  1. 2022 – now
  2. 2003 – 2022
  3. 1995 – 2003
    Prudential Equity Group, LLCPreviously

Questions to ask John

Tailored to John’s registration and firm.

  1. What's your succession plan, and who would work with me if you retire?
  2. At a firm this size, will I work with you directly or with a service team?
  3. What does a financial plan with you include, and how often is it updated?
  4. If you use outside managers, how are they chosen and what do they cost on top of your fee?
  5. Where would my money be held, and will I get statements directly from that firm?
  6. What would I pay in total each year, in dollars, including fund and trading costs?

My notes and scorecard

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About John

How do I contact John?

Call Wells Fargo Advisors at 314-875-3000 and ask for John Brophy. John works from the Tulsa, OK office.

How long has John been a financial advisor?

John has been in the industry since 1994, about 32 years. Top 13% by experience nationwide.

What licenses does John hold?

Series 63, Series 65. Tap any license on this page to see what it allows.

Is John a fiduciary?

John is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.

How is John paid?

Wells Fargo Advisors reports being paid by a percentage of the assets they manage, flat or fixed fees, commissions on some products. Ask John for your total yearly cost in dollars.

Official record as of October 3, 2026.

This profile is for information only and is not financial advice or a recommendation.

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