Oneamerica Securities
46yrs
Top advisor by experience in Waltham
31yrs
Thomas Roach is a fiduciary financial advisor in Waltham, Massachusetts, with 31 years in the industry. Thomas joined Cetera Investment Advisers in 2023, after four years at Voya Financial Advisors. Cetera Investment Advisers offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets, hourly fees, and flat fees.
One of 494 advisors with offices in Waltham, and one of 431 fiduciaries.
At a glance
Experience31 years (since 1995)
How that compares ?Top 14% by experience in Waltham
Office230 2nd Ave Suite 105, Waltham, MA 02451
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$306,089
Advisors at the firm10,452
States licensed ?2 states
Services through Cetera Investment Advisers
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2023 – nowCetera Investment Advisers LLCCurrent firm
- 2017 – 2021Voya Financial Advisors, Inc.Previously
Questions to ask Thomas
Tailored to Thomas’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Thomas
How do I contact Thomas?
Call Cetera Investment Advisers at 310-257-7880 and ask for Thomas Roach. Thomas works from the Waltham, MA office.
How long has Thomas been a financial advisor?
Thomas has been in the industry since 1995, about 31 years. Top 14% by experience in Waltham.
What licenses does Thomas hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Thomas a fiduciary?
Thomas is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Thomas paid?
Cetera Investment Advisers reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Thomas for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
Other advisors nearby
Montis Financial
45yrs
Top advisor by experience at Montis Financial
Eagle Strategies
44yrs
Top 1% by experience at Eagle Strategies
Commonwealth Financial Network
44yrs
Top 1% by experience in Waltham
Integrated Wealth Concepts
44yrs
Top 1% by experience in Waltham
Wells Fargo Advisors
44yrs
Top 1% by experience in Waltham