Lauer Wealth Management
41yrs
Top advisor by experience in Valparaiso
26yrs
James Ulman is a fiduciary financial advisor in Valparaiso, Indiana, with 26 years in the industry. James joined LPL Enterprise in 2024, after four years at Pruco Securities and six years at Cetera Investment Advisers. LPL Enterprise offers financial planning, investment management, and educational workshops and is paid through a percentage of assets, hourly fees, and flat fees.
One of 85 advisors with offices in Valparaiso, and one of 81 fiduciaries.
At a glance
Experience26 years (since 2001)
How that compares ?Top 22% by experience in Valparaiso
Office470 Vale Park Rd Office Suite 103, Valparaiso, IN 46385
FirmLPL Enterprise
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$239,757
Advisors at the firm3,111
States licensed ?1 state
Services through LPL Enterprise
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- Nov 2024 – nowLPL Enterprise, LLCCurrent firm
- 2020 – 2024Pruco Securities, LLC.Previously
- 2014 – 2020Cetera Investment Advisers LLCPreviously
- 2011 – 2014Cetera Investment Services LLCPreviously
- 2004 – 2011MerrillPreviously
- 2001 – 2004A. G. Edwards & Sons, Inc.Previously
Contact James
(704) 733-3300Firm headquarters in Fort Mill, SC. Ask for James. 470 Vale Park Rd Office Suite 103Valparaiso, IN 46385Office · Get directions Firm websitewww.lpl.com/lpl-enterprise.html
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Questions to ask James
Tailored to James’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About James
How do I contact James?
Call LPL Enterprise at (704) 733-3300 and ask for James Ulman. James works from the Valparaiso, IN office.
How long has James been a financial advisor?
James has been in the industry since 2001, about 26 years. Top 22% by experience in Valparaiso.
What licenses does James hold?
Series 66. Tap any license on this page to see what it allows.
Is James a fiduciary?
James is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is James paid?
LPL Enterprise reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask James for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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