UBS Financial Services
47yrs
Top advisor by experience in Phoenix
31yrs
Christopher Basque
Financial advisor at Cambridge Investment Research Advisors
At a glance
Experience31 years (since 1996)
How that compares ?Top 13% by experience in Arizona
Office2700 North Central Avenue, 12th Floor, Phoenix, AZ 85004
How the firm is paid ?Percent of assets, Hourly, Flat fee, Commissions, Other
States licensed ?1 state
Services through Cambridge Investment Research Advisors
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersMarket timingEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Uniform Securities Agent State Law Examination
Uniform Combined State Law Examination
Career
- Nov 2024 – nowCambridge Investment Research Advisors, Inc.Current firm
- Mar 2022 – Jul 2023Triad Advisors LLCPreviously
- Oct 2020 – Dec 2020Assetmark, Inc.Previously
- Jul 2020 – Aug 2020Charles Schwab & CO., Inc.Previously
- Apr 2020 – Apr 2020Usaa Investment Services CompanyPreviously
- Jul 2017 – Feb 2019Raymond James Financial Services Advisors, Inc.Previously
- Jul 2016 – Jan 2017Morgan StanleyPreviously
- Apr 2016 – Aug 2016Ernst & Young Investment Advisers LLPPreviously
Earlier career (3 more)
- Mar 2015 – Feb 2016Invest Financial CorporationPreviously
- Sep 2014 – Dec 2014Composition Wealth, LLCPreviously
- 2007 – 2014Charles Schwab & CO., Inc.Previously
Questions to ask Christopher
Tailored to Christopher’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Christopher
How do I contact Christopher?
Call Cambridge Investment Research Advisors at 641-472-5100 and ask for Christopher Basque. Christopher works from the Phoenix, AZ office.
How long has Christopher been a financial advisor?
Christopher has been in the industry since 1996, about 31 years. Top 13% by experience in Arizona.
What licenses does Christopher hold?
Series 63, Series 66. Tap any license on this page to see what it allows.
Is Christopher a fiduciary?
Christopher is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Christopher paid?
Cambridge Investment Research Advisors reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, commissions on some products, other fees. Ask Christopher for your total yearly cost in dollars.
Official record as of October 2, 2026.
This profile is for information only and is not financial advice or a recommendation.
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