Cetera Investment Advisers
43yrs
Top advisor by experience in Eatontown
31yrs
Sean Roche has worked in the financial industry for 31 years and is a fiduciary financial advisor based in Eatontown, New Jersey. After seven years at Raymond James Financial Services Advisors and three years at Santander Securities, Sean joined LPL Financial in 2024, a firm offering financial planning, investment management, and educational workshops. LPL Financial reports being paid through a percentage of assets, hourly fees, and flat fees.
One of 26 advisors with offices in Eatontown, and one of 23 fiduciaries.
At a glance
Experience31 years (since 1996)
How that compares ?Top 15% by experience nationwide
Office2 Industrial Way W Suite 202a, Eatontown, NJ 07724
FirmLPL Financial
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$399,489
Advisors at the firm23,459
States licensed ?1 state
Services through LPL Financial
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- Dec 2024 – nowLPL Financial LLCCurrent firm
- 2018 – 2024
- 2015 – 2018Santander Securities LLCPreviously
- 2011 – 2015Wells Fargo Clearing Services, LLCPreviously
- 2009 – 2011PNC Wealth Management LLCPreviously
- 2007 – 2009Banc of America Investment Services, Inc.Previously
Contact Sean
(704) 733-3300Firm headquarters in Fort Mill, SC. Ask for Sean. 2 Industrial Way W Suite 202aEatontown, NJ 07724Office · Get directions Facebook pageLPL Financial
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Questions to ask Sean
Tailored to Sean’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Sean
How do I contact Sean?
Call LPL Financial at (704) 733-3300 and ask for Sean Roche. Sean works from the Eatontown, NJ office.
How long has Sean been a financial advisor?
Sean has been in the industry since 1996, about 31 years. Top 15% by experience nationwide.
What licenses does Sean hold?
Series 63, Series 65, Series 66. Tap any license on this page to see what it allows.
Is Sean a fiduciary?
Sean is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Sean paid?
LPL Financial reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Sean for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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