CW Advisors
34yrs
Top advisor by experience in Saunderstown
29yrs
James Roche is a fiduciary financial advisor in Saunderstown, Rhode Island, with 29 years in the industry. James joined Osaic Wealth in 2025, after 23 years at Osaic Fa. James holds the CFP® designation.
One of 6 advisors with offices in Saunderstown, and one of 6 fiduciaries.
At a glance
Experience29 years (since 1997)
How that compares ?Top 16% by experience in Rhode Island
OfficeSaunderstown, RI
FirmOsaic Wealth
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$398,336
Advisors at the firm8,052
States licensed ?1 state
Services through Osaic Wealth
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Designations
CFP®
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- Jan 2025 – nowOsaic Wealth, Inc.Current firm
- 2002 – 2025Osaic Fa, Inc.Previously
Questions to ask James
Tailored to James’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About James
How do I contact James?
Call Osaic Wealth at 800-821-5100 and ask for James Roche. James works from the Saunderstown, RI office.
How long has James been a financial advisor?
James has been in the industry since 1997, about 29 years. Top 16% by experience in Rhode Island.
What licenses does James hold?
Series 63, Series 66. Tap any license on this page to see what it allows.
Is James a fiduciary?
James is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is James paid?
Osaic Wealth reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask James for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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