Wells Fargo Advisors
46yrs
Top advisor by experience in Corte Madera
30yrs
Eric Caindec
Financial advisor at Wells Fargo Advisors
At a glance
Experience30 years (since 1996)
How that compares ?Top 16% by experience in California
Office770 Tamalpais Dr Suite 400, Corte Madera, CA 94925
How the firm is paid ?Percent of assets, Flat fee, Commissions
States licensed ?1 state
Services through Wells Fargo Advisors
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Uniform Securities Agent State Law Examination
Uniform Investment Adviser Law Examination
Career
- 2020 – nowWells Fargo Clearing Services, LLCCurrent firm
- 2009 – 2020Merrill Lynch, Pierce, Fenner & Smith IncorporatedPreviously
- 2003 – 2009Banc of America Investment Services, Inc.Previously
- 1997 – 2003Citigroup Global Markets Inc.Previously
Questions to ask Eric
Tailored to Eric’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Eric
How do I contact Eric?
Call Wells Fargo Advisors at 314-875-3000 and ask for Eric Caindec. Eric works from the Corte Madera, CA office.
How long has Eric been a financial advisor?
Eric has been in the industry since 1996, about 30 years. Top 16% by experience in California.
What licenses does Eric hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Eric a fiduciary?
Eric is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Eric paid?
Wells Fargo Advisors reports being paid by a percentage of the assets they manage, flat or fixed fees, commissions on some products. Ask Eric for your total yearly cost in dollars.
Official record as of October 2, 2026.
This profile is for information only and is not financial advice or a recommendation.
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