Capitol Securities Management
47yrs
Top advisor by experience in Tampa
30yrs
Based in Tampa, Florida, Simon Sumner is a financial advisor with 30 years of industry experience. Simon has been with LPL Financial since 2016; before that, Simon spent a year at LCG PCG. Simon holds the CFA designation.
At a glance
Experience30 years (since 1996)
How that compares ?Top 13% by experience in Tampa
Office601 Bayshore Blvd Suite 960, Tampa, FL 33606
FirmLPL Financial
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$399,489
Advisors at the firm23,459
States licensed ?1 state
Services through LPL Financial
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Designations
CFA
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 63Uniform Securities Agent State Law Examination
Career
- 2016 – nowLPL Financial LLCCurrent firm
- Nov 2015 – Sep 2016LCG PCGPreviously
Questions to ask Simon
Tailored to Simon’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Simon
How do I contact Simon?
Call LPL Financial at 704-733-3300 and ask for Simon Sumner. Simon works from the Tampa, FL office.
How long has Simon been a financial advisor?
Simon has been in the industry since 1996, about 30 years. Top 13% by experience in Tampa.
What licenses does Simon hold?
Series 63. Tap any license on this page to see what it allows.
Is Simon a fiduciary?
Simon is registered with an advisory firm. Ask whether they act as a fiduciary for all the advice they give you.
How is Simon paid?
LPL Financial reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Simon for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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