Merrill
45yrs
Top advisor by experience in Baton Rouge
17yrs
Based in Baton Rouge, Louisiana, James Ewing is a financial advisor with 17 years of industry experience. James has been with LPL Financial since 2021; before that, James spent five years at Geneos Wealth Management and seven years at Osaic Fa. LPL Financial offers financial planning, investment management, and educational workshops and is paid through a percentage of assets, hourly fees, and flat fees.
At a glance
Experience17 years (since 2009)
How that compares ?More experience than 55% of advisors nationwide
Office10313 Jefferson Hwy Suite B, Baton Rouge, LA 70809
FirmLPL Financial
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$399,489
Advisors at the firm23,459
States licensed ?2 states
Services through LPL Financial
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 63Uniform Securities Agent State Law Examination
Career
- 2021 – nowLPL Financial LLCCurrent firm
- 2016 – 2021Geneos Wealth Management, Inc.Previously
- 2009 – 2016Osaic Fa, Inc.Previously
Contact James
(704) 733-3300Firm headquarters in Fort Mill, SC. Ask for James. 10313 Jefferson Hwy Suite BBaton Rouge, LA 70809Office · Get directions Facebook pageLPL Financial
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Questions to ask James
Tailored to James’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About James
How do I contact James?
Call LPL Financial at (704) 733-3300 and ask for James Ewing. James works from the Baton Rouge, LA office.
How long has James been a financial advisor?
James has been in the industry since 2009, about 17 years. More experience than 55% of advisors nationwide.
What licenses does James hold?
Series 63. Tap any license on this page to see what it allows.
Is James a fiduciary?
James is registered with an advisory firm. Ask whether they act as a fiduciary for all the advice they give you.
How is James paid?
LPL Financial reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask James for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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