Ameriprise Financial Services
46yrs
Top advisor by experience in Raleigh
30yrs
Stuart Swanson
Financial advisor at Wells Fargo Advisors
Stuart Swanson has worked in the financial industry for 30 years and is a fiduciary financial advisor based in Raleigh, North Carolina. Stuart joined Wells Fargo Advisors in 2022, a firm offering financial planning, investment management, and retirement plan consulting. The firm is paid through a percentage of assets, flat fees, and commissions.
One of 1804 advisors with offices in Raleigh, and one of 1668 fiduciaries.
At a glance
Experience30 years (since 1996)
How that compares ?Top 13% by experience in North Carolina
Office4101 Lake Boone Trail Suite 110 [Satellite], Raleigh, NC 27607
How the firm is paid ?Percent of assets, Flat fee, Commissions
Typical client at the firm ?$514,335
Advisors at the firm4,146
States licensed ?1 state
Services through Wells Fargo Advisors
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2022 – nowWells Fargo Advisors Financial Network, LLCCurrent firm
- 1997 – 2022Wells Fargo Clearing Services, LLCPreviously
Questions to ask Stuart
Tailored to Stuart’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Stuart
How do I contact Stuart?
Call Wells Fargo Advisors at 314-875-3000 and ask for Stuart Swanson. Stuart works from the Raleigh, NC office.
How long has Stuart been a financial advisor?
Stuart has been in the industry since 1996, about 30 years. Top 13% by experience in North Carolina.
What licenses does Stuart hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Stuart a fiduciary?
Stuart is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Stuart paid?
Wells Fargo Advisors reports being paid by a percentage of the assets they manage, flat or fixed fees, commissions on some products. Ask Stuart for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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