RBC Capital Markets
47yrs
Top advisor by experience in Milwaukee
29yrs
David Baum has worked in the financial industry for 29 years and is a fiduciary financial advisor based in Milwaukee, Wisconsin. After 24 years at Wells Fargo Advisors, David joined Ameriprise Financial Services in 2021, a firm offering financial planning, investment management, and retirement plan consulting. Ameriprise Financial Services reports being paid through a percentage of assets, hourly fees, and flat fees.
One of 1008 advisors with offices in Milwaukee, and one of 888 fiduciaries.
At a glance
Experience29 years (since 1997)
How that compares ?Top 18% by experience in Wisconsin
Office1433 N Water St Suite 400, Milwaukee, WI 53202
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$471,167
Advisors at the firm12,970
States licensed ?1 state
Services through Ameriprise Financial Services
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersNewsletters and publicationsEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2021 – nowAmeriprise Financial Services, LLCCurrent firm
- 1997 – 2021Wells Fargo Clearing Services, LLCPreviously
Contact David
Local office(414) 296-6222Ask for David. (612) 671-3131Main office · Minneapolis, MN 1433 N Water St Suite 400Milwaukee, WI 53202Office · Get directions LinkedIn pageAmeriprise Financial Services
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Questions to ask David
Tailored to David’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About David
How do I contact David?
Call David’s local office at (414) 296-6222 or the Ameriprise Financial Services main office at (612) 671-3131, and ask for David Baum.
How long has David been a financial advisor?
David has been in the industry since 1997, about 29 years. Top 18% by experience in Wisconsin.
What licenses does David hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is David a fiduciary?
David is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is David paid?
Ameriprise Financial Services reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask David for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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