William Blair & Company
47yrs
Top advisor by experience in Illinois
29yrs
Mark Roach has worked in the financial industry for 29 years and is a fiduciary financial advisor based in Chicago, Illinois. After 15 years at U.S. Bancorp Investments and seven years at Valley Financial Management, Mark joined U.S. Bancorp Advisors in 2026, a firm offering financial planning, investment management, and selecting outside investment managers. U.S. Bancorp Advisors reports being paid through a percentage of assets.
One of 6312 advisors with offices in Chicago, and one of 5878 fiduciaries.
At a glance
Experience29 years (since 1997)
How that compares ?Top 11% by experience at U.S. Bancorp Advisors
Office801 N Clark St, Chicago, IL 60610
How the firm is paid ?Percent of assets, Other
Typical client at the firm ?$519,191
Advisors at the firm1,158
States licensed ?2 states
Services through U.S. Bancorp Advisors
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsChoosing other investment managers
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- Feb 2026 – nowU.S. Bancorp Advisors, LLCCurrent firm
- 2010 – 2026U.S. Bancorp Investments, Inc.Previously
- 2004 – 2010Valley Financial Management, Inc.Previously
- 1999 – 2003BNY Mellon Securities CorporationPreviously
Contact Mark
(800) 888-4700Firm headquarters in Saint Paul, MN. Ask for Mark. 801 N Clark StChicago, IL 60610Office · Get directions Firm websitewww.usbank.com/wealth-management.html
Is this you? Claim your free profile to add a direct line, email, photo, and specialties.
Questions to ask Mark
Tailored to Mark’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Mark
How do I contact Mark?
Call U.S. Bancorp Advisors at (800) 888-4700 and ask for Mark Roach. Mark works from the Chicago, IL office.
How long has Mark been a financial advisor?
Mark has been in the industry since 1997, about 29 years. Top 11% by experience at U.S. Bancorp Advisors.
What licenses does Mark hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Mark a fiduciary?
Mark is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Mark paid?
U.S. Bancorp Advisors reports being paid by a percentage of the assets they manage, other fees. Ask Mark for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
Other advisors nearby
Cohen Capital
47yrs
Top advisor by experience at Cohen Capital
Oppenheimer & Co.
47yrs
Top 1% by experience in Chicago
Merrill
47yrs
Top 1% by experience in Chicago
William Blair & Company
47yrs
Top 1% by experience in Chicago
Morgan Stanley
47yrs
Top 1% by experience in Chicago