UBS Financial Services
47yrs
Top 1% by experience in Louisville
28yrs
Darrell Thomas
Full name on record: Darrell Stephen Thomas
Financial advisor at Raymond James & Associates
Darrell Thomas has worked in the financial industry for 28 years and is a financial advisor based in Louisville, Kentucky. After 13 years at Wells Fargo Advisors and four years at A. G. Edwards & Sons, Darrell joined Raymond James & Associates in 2021, a firm offering financial planning, investment management, and retirement plan consulting. The firm is paid through a percentage of assets, hourly fees, and flat fees.
At a glance
Experience28 years (since 1998)
How that compares ?Top 16% by experience in Kentucky
Office4969 US Hwy 42 Suite 1600, Louisville, KY 40222
How the firm is paid ?Percent of assets, Hourly, Flat fee, Commissions
Typical client at the firm ?$788,879
Advisors at the firm5,796
States licensed ?2 states
Services through Raymond James & Associates
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 63Uniform Securities Agent State Law Examination
Career
- 2021 – nowRaymond James & Associates, Inc.Current firm
- 2008 – 2021Wells Fargo Clearing Services, LLCPreviously
- 2003 – 2008A. G. Edwards & Sons, Inc.Previously
Contact Darrell
Local office(502) 329-2372Ask for Darrell. (727) 567-1000Main office · St. Petersburg, FL 4969 US Hwy 42 Suite 1600Louisville, KY 40222Office · Get directions Firm websitewww.alexbrown.com
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Questions to ask Darrell
Tailored to Darrell’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Darrell
How do I contact Darrell?
Call Darrell’s local office at (502) 329-2372 or the Raymond James & Associates main office at (727) 567-1000, and ask for Darrell Thomas.
How long has Darrell been a financial advisor?
Darrell has been in the industry since 1998, about 28 years. Top 16% by experience in Kentucky.
What licenses does Darrell hold?
Series 63. Tap any license on this page to see what it allows.
Is Darrell a fiduciary?
Darrell is registered with an advisory firm. Ask whether they act as a fiduciary for all the advice they give you.
How is Darrell paid?
Raymond James & Associates reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, commissions on some products. Ask Darrell for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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