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Advisors / New York / New York
28yrs

Thomas Moore

Financial advisor at Morgan Stanley

Thomas Moore is a fiduciary financial advisor in New York, New York, with 28 years in the industry. Thomas joined Morgan Stanley in 2023, after nine years at J.P. Morgan Private Wealth Advisors and five years at Barclays Capital. Morgan Stanley offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets, flat fees, and commissions.

One of 15440 advisors with offices in New York, and one of 14018 fiduciaries.

New York, NY 10022Top 15% by experience in New YorkFiduciary advisor
Call Morgan StanleyDirections

At a glance

Experience28 years (since 1998)
How that compares ?Top 15% by experience in New York
Office399 Park Avenue 12th Floor, New York, NY 10022
How the firm is paid ?Percent of assets, Flat fee, Commissions, Performance fee, Other
Typical client at the firm ?$670,481
Advisors at the firm23,156
States licensed ?1 state

Services through Morgan Stanley

Financial planningInvestment management for individuals and small businessesManaging mutual fundsInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services

Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.

Licenses

Exams passed, from the official record. Tap a license to see what it allows.

Series 66Uniform Combined State Law Examination

Career

  1. 2023 – now
    Morgan StanleyCurrent firm
  2. 2013 – 2023
    J.P. Morgan Private Wealth Advisors LLCPreviously
  3. 2009 – 2013
    Barclays Capital Inc.Previously
  4. 2002 – 2009

Questions to ask Thomas

Tailored to Thomas’s registration and firm.

  1. What's your succession plan, and who would work with me if you retire?
  2. At a firm this size, will I work with you directly or with a service team?
  3. Your firm can charge performance-based fees. Would that apply to me?
  4. What does a financial plan with you include, and how often is it updated?
  5. If you use outside managers, how are they chosen and what do they cost on top of your fee?
  6. Where would my money be held, and will I get statements directly from that firm?

My notes and scorecard

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About Thomas

How do I contact Thomas?

Call Morgan Stanley at (914) 225-5510 and ask for Thomas Moore. Thomas works from the New York, NY office.

How long has Thomas been a financial advisor?

Thomas has been in the industry since 1998, about 28 years. Top 15% by experience in New York.

What licenses does Thomas hold?

Series 66. Tap any license on this page to see what it allows.

Is Thomas a fiduciary?

Thomas is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.

How is Thomas paid?

Morgan Stanley reports being paid by a percentage of the assets they manage, flat or fixed fees, commissions on some products, a share of investment gains, other fees. Ask Thomas for your total yearly cost in dollars.

Official record as of October 3, 2026.

This profile is for information only and is not financial advice or a recommendation.

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