Morgan Stanley
47yrs
Top advisor by experience in Syracuse
28yrs
Thomas E Beaty
Financial advisor at Citizens Securities
At a glance
Experience28 years (since 1998)
How that compares ?Top 12% by experience at Citizens Securities
OfficeOne Lincoln Center 110 W Fayette St. Suite 1230, Ms: *Nys100, Syracuse, NY 13202
How the firm is paid ?Percent of assets
States licensed ?1 state
Services through Citizens Securities
Financial planningInvestment management for individuals and small businessesChoosing other investment managersOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Designations
CFP®
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Uniform Combined State Law Examination
Career
- Nov 2024 – nowCitizens Securities, Inc.Current firm
- 2024 – nowCitizens Private WealthCurrent
- 2010 – 2024J.p. Morgan Private Wealth Advisors LLCPreviously
- Oct 2009 – Sep 2010Merrill Lynch, Pierce, Fenner & Smith IncorporatedPreviously
- Jun 2008 – Oct 2009Banc of America Investment Services, Inc.Previously
- 2001 – 2004DWS Investment Management Americas, Inc.Previously
Questions to ask Thomas
Tailored to Thomas’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Thomas
How do I contact Thomas?
Call Citizens Securities at 1-800-942-8300 and ask for Thomas E Beaty. Thomas works from the Syracuse, NY office.
How long has Thomas been a financial advisor?
Thomas has been in the industry since 1998, about 28 years. Top 12% by experience at Citizens Securities.
What licenses does Thomas hold?
Series 66. Tap any license on this page to see what it allows.
Is Thomas a fiduciary?
Thomas is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Thomas paid?
Citizens Securities reports being paid by a percentage of the assets they manage. Ask Thomas for your total yearly cost in dollars.
Official record as of October 2, 2026.
This profile is for information only and is not financial advice or a recommendation.
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